Update on SHEPHERD, an innovative spacecraft architecture for asteroid capture, mobilization and resource extraction

Artist renderings of an autonomous pneumatic handling system using SHEPHERD technology. An asteroid is first carefully enclosed in a touchless manner within a sealed fabric envelope, de-spun and de-tumbled through friction with an introduced controlling gas, then driven by continuous gas flow to introduce delta-V and deliver the asteroid to a target destination. Chemical and thermal interaction between the introduced atmosphere and the asteroid will permit fuel and water extraction, 3D electroforming of parts from metal sources and the creation of in-space biospheres to feed large habitats. Concept depicted by: Bruce Damer and Ryan Norkus with key design partnership from Peter Jenniskens and Julian Nott. Note: all of the illustrations in this post are credited as above unless otherwise indicated

The SHEPHERD concept for gentle asteroid retrieval with a gas-filled enclosure, an SSP favorite open source technology, has been covered in a previous post.  Dr. Bruce Damer, one of the coinventors of the system, recently appeared on SpaceWatch.Global’s Space Café podcast where he revisited this promising technology for capturing asteroids, mobilizing them and extracting key materials to support space settlement (which can be found near the end of the recording).  SHEPHERD could solve the three main sourcing problems of sustainable spaceflight and habitation: harvesting volatiles, building materials, and sources of food.  Dr. Damer has also been busy with his (and UCSC Prof. David Deamer’s) Hot Spring Hypothesis, a testable theory regarding the place and mechanism of the life’s origins on the Earth, which was the main focus of the podcast.  In fact, the arc of his career has tied these two endeavors together in interesting ways.  SSP reached out to Dr. Damer for an exclusive interview via email on these groundbreaking topics.

SSP: Dr. Damer, thank you so much for taking the time to answer my questions about SHEPHERD.  I’ve been excited and intrigued with the technology ever since I saw the initial paper and your 2015 TEDx talk.  Can you give our readers an overview of the concept?

Damer: The goal for SHEPHERD is to provide a universal technology to open the solar system to sustainable spaceflight and beyond that, to large scale human colonization (see figures and explanations for Fuel, Miner and Bio variants below). Enclosing an asteroid (or Near-Earth Object-NEO) within a fabric membrane and introducing a controlling gas would turn that asteroid into a “small world”. The temperature of the gas, its chemical composition and gas pressure forces set up within it can enable multiple in-situ resource utilization (ISRU) scenarios. Initially, the extraction of water and other volatiles from icy NEOs could provide fueling stations with deliveries throughout the solar system. Next, the use of the Mond-process carbonyl gas extraction from high-metallic NEOs can provide electroform 3D printing of large parts in space for construction of habitats. Lastly, melting the ice content of a NEO to a liquid phase surrounding its rocky core enables the introduction of microbes, algae and even some aquatic animals into a biosphere, a mini-Earth terrarium sustained in space. This one invention could provide many of the elements necessary for sustainable spaceflight but also for the construction and support of in-space and surface-located planetary and lunar habitats for thousands or millions of inhabitants. Co-inventor of the design, Dr. Peter Jenniskens at the SETI Institute, calls this the “sailing ship for space” harkening back to how his Dutch ancestors helped open the Earth to commerce centuries ago.

SHEPHERD-Fuel variant with volatiles such as water ice sublimating from the NEO into a warming gas, the resulting water vapor pumped down and condensed into liquids in storage tanks and then separated into hydrogen and oxygen. These tanks become the fuel source for a self-propelling tanker block which can be delivered to a refueling rendezvous point such as Earth cislunar space or Mars orbit
SHEPHERD-Miner version with an introduced carbonyl gas and an electric field dipole drawing off ions from a metallic NEO and layering them on a mandrel (shown on the left) to create a precision 3D part such as blocks, beams or tanks for space habitat construction
SHEPHERD-Bio variant sustaining a liquid biosphere around the rocky core of a NEO, with a lit interior and boom to introduce and extract organic materials. A balance of microbes, algae, and even small aquatic animals could maintain this small world, a “terrarium in space” to support large populations in habitats and at surface colonies
SHEPHERD-Fuel variant in Mars orbit or at some distance away showing the delivery of re-fillable tanker block sections to a Mars mission, the nearly empty block propelling itself for refilling. In this way ample fuel is provided in-situ prior to the craft arriving at Mars, with mission lander fuels, water for human consumption, shielding and return propellant provided in orbit in advance without having to extract volatiles from the Mars atmosphere or regolith
Vision of SHEPHERD Miner and Bio variants supporting a large habitat in LEO with the mantra of: “built in space, and fed in space”

SSP: Have there been any developments or updates to the concept since the initial TEDx talk and NewSpace Journal paper which both came out in 2015?

Damer: Back then we thought that no company or government had the will or capability to invest in such an opportunity, but this is now changing. The roaring success of NewSpace ventures such as SpaceX and their dual award of NASA’s Artemis Program returning humans to the moon based on reusable crewed launches and their recent successful low altitude testing rounds for Starship, has totally changed the space landscape of the near future. Jeff Bezos’ vision for megastructures in space based on the O’Neill colonies of the 1970s would require substantial asteroid resourcing. Elon Musk’s vision for large surface colonies on Mars would be equally well supported by simple, automated space based ISRU which overcomes substantial mining and manufacturing hazards attempting to process bulk materials on the surface of Mars or the moon. In addition, Bigelow’s success with inflatables, China’s surging space program with a new crewed station and rovers on the moon and Mars, all point to much more traffic and demand, especially for fueling depots, as early as the mid-2030s. Reducing the cost of lifting heavy and bulky materials from Earth may never be competitive to extraction, electroforming and farming in space with low-cost delivery directly to points of demand.

Earlier this year I determined that the time was right to place our invention out into the field again and seek partners to join in a development roadmap that will provide a solid financial and technical ladder for SHEPHERD’s maturation.

At a NASA/SETI meeting in January 2019 I was discussing SHEPHERD with members of the Luxembourg Space Agency and was overheard by space entrepreneur Carlos Calva. He approached me and offered that he would work with me to make SHEPHERD into a business. Subsequent meetings at SETI with my co-designer Peter Jenniskens (Julian Nott had died tragically in a ballooning accident) gave us early insights into SHEPHERD’s developmental timeline.

In that spring of 2019 Carlos and I engaged in a rapid-fire series of meetings developing a short-term cash business model for SHEPHERD which would provide a financial lever for the technology. Capturing, moving, and extracting resources from asteroids is a longer-term (15+ years) play, with no immediately apparent buyer for the first potential products: volatiles for propulsive fuel, air, water, and other crew consumables. Elon Musk and SpaceX might reach a point in this decade when they would buy a futures contract for hundreds, or thousands of tons of water and fuel delivered into Earth and Mars orbits sometime in the 2030s. Jeff Bezos may also want to finance the development of SHEPHERD as a technology for delivery of resources to build space habitats much as he has with Amazon’s funding of drone and other robotic fulfillment innovations.

But how to prove SHEPHERD as a technology and then sustain it as a business for long enough to be ready for either of these clients? We settled on two emerging market opportunities: 1) satellite servicing and decommissioning, and 2) hazardous debris removal and deorbiting. Both are potential cash businesses that could provide us achievable milestones to support the multiple investment rounds required. Satellite servicing and debris removal or de-risking is an urgent unmet market need for both governments and commercial operators worldwide. Along with the CubeSat revolution, SpaceX’s reusable launch platform and Bigelow Aerospace’s success with the inflatable Genesis and BEAM module on the ISS, many core technologies were maturing.

Making SHEPHERD into a viable sailing ship for space will not be without its challenges. Designing and flying a fabric enclosure which can open, admit an object (a satellite, a chunk of debris, or a space rock) and then closing it tight, sealing it well enough to fill it with a controlling gas was a major technical challenge which NASA identified  in their review of our 2014 Broad Agency Announcement proposal for the asteroid redirect program (since cancelled). The tried-and-true way to make a new space system work reliably is to build scale models, test them to failure, and test them again.

SSP: You mentioned that some of the capabilities of the system could be tested in LEO with CubeSats. Since the technology is open source, has anyone reached out to you to develop hardware for such an experiment? What would be tested and how?

Damer: Carlos and I made a bee-line for the world-renowned annual CubeSat Developer Conference meeting at Cal State San Luis Obispo in April of 2019 where we were able to interact with many of the leading thinkers and solution providers in the CubeSat industry. We devised a back-of-an-envelope LEO test vehicle flight series and made some key contacts. For a small investment (2-4 million USD), an effective six test flight series with a 4U CubeSat would first deploy a gas filled bag into which we could release a target object (such as a real meteorite which would be returned to space). The images below depict this scenario. Later flights in the series could have the target released to space and then the CubeSat would match orbits, track, enclose and seal the object into the enclosure. Key for any test is the ability to manage the object within the enclosure such that it does not contact the fabric. This would not be an issue for our small CubeSat, but it would be a potentially catastrophic encounter for a satellite or NEO. The key to safety (SHEPHERD stands for Secure Handling through Enclosure of Planetesimals Headed for Earth-Moon Retrograde Delivery) is that the system is touchless. In the image below we see gas jets firing to move the object toward and hold it in the center of the enclosure.

SHEP Cube test vehicle
Inflation of bag enclosure using controlling gas, introduced target object (perhaps a meteorite returned to space)
Management of target object position with gas jets
Lit interior showing target centered safely in the enclosure

All of this early effort to build and fly the CubeSat missions would mature our IP including: tracking, gas fluid dynamics for handling and enclosure deployment and sealing. We could then value the company and seek a round of investment from governmental or commercial partners in the satellite servicing and debris removal markets.

SSP: How do you foresee these two potential near term commercial applications generating sufficient revenue to “pay the way” for SHEPHERD to achieve its long-term goals?

A much larger SHEPHERD version with an enclosure for capture and servicing of a high value large satellite. Servicing could either be carried out with a robotic bay or by astronaut mechanics flying on SpaceX Dragon, who enter through an airlock and can breathe a low-pressure Earth atmosphere negating the need for bulky EVA/space suits

Damer: Paying the way for SHEPHERD could come from a mixture of satellite servicing (expensive “big birds” for the US DOD or communication satellite operators), orbit graveyarding (for GEO, or de-orbiting from LEO), and of course mitigation of dangerous space debris to head off Humanity’s disastrous  encounter with the “Kessler syndrome” as depicted in the movie Gravity. In-space satellite servicing via robotic spacecraft is problematic, requiring very high-risk grappling procedures between vehicles which have no built-in standard grappling mechanism. SHEPHERD provides a gas-based “pneumatic” way to safely envelop and control spacecraft without hard contact. Early computational studies at the SETI institute in 2014 established that a shape model of multi-ton asteroid 2008 TC3 could be de-tumbled and de-spun in less than 24 hours if the object was interacting within a gas at 10% Earth atmosphere pressure. The friction of the satellite or chunk of debris with the gas will bring it to a standstill, then gas jets can be used to rotate and position the enclosed spacecraft for servicing. Imparting a continuous driving force onto the craft using these same jets can create sufficient delta-V to change its orbit. Such safe handling and mobilization of objects in space is key to a whole range of future space operations. The irregularity of satellite shapes (including long booms or antennae) presents fewer challenges to SHEPHERD’s scale and size-independent gas handling system than they would to a robotic or crewed “jet pack” style EVA servicing as we saw with the Space Shuttle’s Hubble servicing missions.

If a satellite servicing, extension of life, or safe decommissioning capability were clearly on the horizon, supporters of international treaties and reinsurance companies could create guaranties, service contracts and insurance instruments which would finance a first generation of SHEPHERD vehicles.

SSP: What do you see as the full vision for the sustainable space architecture which SHEPHERD could enable?

A full vision of the architecture enabled by SHPHERD supporting near-Earth habitats, interplanetary missions, and a class of continuously cycling robotic and crewed spacecraft. Cycling visits of SHEPHERD ISRU supply depots could capture, relocate and extract from asteroids of all sizes and compositions. Eventually a mature SHEPHERD architecture could scale up enclosure sizes to provide the Earth a comprehensive planetary protection shield from larger NEO impact hazards

Damer: The image above depicts the enabling of SHEPHERD-derived spacecraft and processing facilities to support both near Earth space stations and larger megastructure colonies, robotic and human exploration of the inner solar system and beyond. I envision the SHEPHERD business being most akin to the mining industry I was raised around in British Columbia and as depicted in the Sci Fi series The Expanse. Some companies would fly prospecting (and orbit determination) missions to NEO targets, file claims and then sell them on to development companies. Those companies would license or build SHEPHERD-class spacecraft financed through contracts for future deliveries of commodities to companies and governments. Buyers would eventually acquire the risk-taking development companies and leverage them to support much larger projects such as space settlement megastructures or to supply Mars surface colony operations. Over time, scaling of the SHEPHERD system enclosure sizes would permit the safe handling and redirection of Earth-threatening asteroids giving us all a planetary protection shield. A great deal of Astrobiology science could also be supported such as the delivery of a pristine carbonaceous asteroid to Lunar orbit (see below) for astronaut geologists to sample. These samples might give us clues as to how life began on the Earth through the delivery of abundant organics from asteroids like this.

Release of pristine asteroid into Lunar orbit to support sampling by Astrobiologists looking for clues to life’s origins on the Earth, four billion years ago

SSP: What are the next steps for SHEPHERD?

Damer: The COVID-19 pandemic caused a pause on SHEPHERD’s development both as an engineering concept and a business. When I was invited to appear on the Space Café podcast in April (of 2021), I decided to bring it up again to gauge public interest and bring it to leaders in New Space. This interview with you is the next step in developing that interest, calling forward a development team. What I am also seeking is critical input from the community on the concept, leadership in research, and the formation of a company or university research program with financial support for the early on-ground computational and test-article studies leading up to CubeSat flights.

I specifically “open sourced” the basic concept of SHEPHERD on behalf of the three co-inventors in my 2015 TEDx talk, but IP developed by one or more implementers of this core concept can provide them and their investors with protectable value. The seal closure will be one key patentable innovation. Together with a team of keen and willing supporters including myself and Carlos, we produced a pitch deck which was first premiered at the Space Resources Roundtable held at the Colorado School of Mines in May of 2019. This deck concisely lays out the initial cash business in satellite servicing and debris removal and the engineering we have done around the CubeSat and larger variants. Carlos is back at work on the key steps of recruiting engineering leadership and funding for the ground-based development. I am open to inquiries from qualified contacts who wish to discuss their involvement seriously.

SSP: As you described above, of the three key applications of SHEPHERD, one could be food production for space settlements by creating a fully self-contained biosphere out of an asteroid, a mini-Earth if you will.  This complements your Hot Springs Hypothesis for life’s beginnings in its method for seeding space with life beyond Earth.  Is there an underlying principle linking the origin of life and humanity’s role in extending it beyond the cradle of the Earth?

Series of three images showing cellular mitosis beginning with fission of the nucleus, mitosis underway and completion of the process with daughter cells separated
SHEPHERD Bio with image of Earth overlain on its 500m diameter terrarium world
Mitosis of the Earth into “daughter worlds” represented by the arising of SHEPHERD-Bio in the solar system

Damer: Thank you for asking this question! A couple of years ago I literally sat bolt upright in bed having had a dream of a future vision of the solar system, possibly from the year 2100. A ring of asteroids had become enclosed with SHEPHERD craft or some derivative thereof, and thousands to millions of “new worlds” were orbiting the sun. In nearby orbits were the sharply geometric and tubular shapes of space settlements under construction, housing billions of humans and the organisms with which they cohabitate. Evolution had a future path, moving off our birth world by first creating many new ones. Like the first living cells, the Earth had undergone a spectacular mitosis! I realized in a flash that this future solar system was a huge scale evolution of the ancient hot spring pool cycling with membrane-enclosed protocells which Dave Deamer and I have proposed for life’s beginning. The principal of membranous encapsulation enabling chemical activity and resource sharing acted out four billion years ago in hot spring pools would return to enable life to emerge from the womb of the Earth into a long evolutionary future in the cosmos. It was truly gratifying. You can see how I then wove together these stunning parallel visions in my two TEDx talks below.

The SHEPHERD project is dedicated to the memory and genius of Julian Nott (right) at home in Santa Barbara during my 2014 visit

Links and Resources:

Humanity’s Next steps in Space | Dr. Bruce Damer | TEDxSantaCruz (April 15, 2015):
https://www.youtube.com/watch?v=wLMHcUg36yc

In the Beginning: The Origin & Purpose of Life | Dr. Bruce Damer | TEDxSantaCruz (April 15, 2015): https://www.youtube.com/watch?v=6qiW4aUqtvA

Peter Jenniskens’ first Asteroid Day SETI talk on the technical aspects of SHEPHERD: https://youtu.be/EnCTkUxgtZo

Update July 29, 2021: My interview of Dr. Damer along with David Livingston on The Space Show: https://www.thespaceshow.com/show/13-jul-2021/broadcast-3721-dr.-bruce-damer-john-jossy

Redefining Life

As humans move off Earth and settle the solar system and beyond, we will eventually want to know if we are alone or if we will encounter alien life. Astrobiologists up until now have been basing their research on “life as we know it”. Now Stuart Bartlett and Michael L. Wong in a paper in the journal Life are proposing a new definition and vocabulary to describe a more general picture of what life is (or could be). This approach will more clearly define the questions steering the direction of research into the origins of life. The authors propose four processes of the living state: dissipation, autocatalysis, homeostasis, and learning. They suggest a new term for the combination of these four pillars: lyfe (pronounced “loif”). A Venn diagram of these processes would all intersect in the region of lyfe which would including the subset of life on Earth.

A Venn diagram of the four pillars of lyfe. Sublyfe (regions 1–8) is any system that performs some but not all of the pillars, while lyfe (region 9) is any system that performs all four. Credit: Stuart Bartlett and Michael L. Wong, Life, 16 April 2020